Cooper, Kenneth Allen

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AIDYIA LIMITED RO Asset management 2012-12-20 2018-06-13
2 BNP PARIBAS FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-10-28 2010-07-09
3 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Dealing in securities 2008-12-18 2010-07-09
4 LEHMAN BROTHERS ASIA LIMITED Rep Advising on futures contracts 2003-05-19
Rep Asset management 2003-05-19
Rep Automated trading services 2003-05-19
Rep Dealing in futures contracts 2003-05-19
5 LEHMAN BROTHERS FUTURES ASIA LIMITED Rep Advising on futures contracts 2003-05-19
Rep Asset management 2003-05-19
Rep Automated trading services 2003-05-19
Rep Dealing in futures contracts 2003-05-19
6 Macquarie Asia Securities Limited Rep Dealing in futures contracts 2010-10-11 2011-11-19
7 MACQUARIE CAPITAL LIMITED Rep Dealing in securities 2010-10-11 2011-11-19
8 PARIBAS ASIA EQUITY LIMITED Rep Dealing in securities 2009-10-02 2010-07-09

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