Cooper, Kenneth Allen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AIDYIA LIMITED | RO | Asset management | 2012-12-20 | 2018-06-13 |
2 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-28 | 2010-07-09 |
3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-12-18 | 2010-07-09 |
4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on futures contracts | 2003-05-19 | Rep | Asset management | 2003-05-19 | Rep | Automated trading services | 2003-05-19 | Rep | Dealing in futures contracts | 2003-05-19 |
5 | LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Advising on futures contracts | 2003-05-19 | Rep | Asset management | 2003-05-19 | Rep | Automated trading services | 2003-05-19 | Rep | Dealing in futures contracts | 2003-05-19 |
6 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2010-10-11 | 2011-11-19 |
7 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2010-10-11 | 2011-11-19 |
8 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2009-10-02 | 2010-07-09 |
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