Gallagher, Casey Haran
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2009-10-21 | 2012-11-30 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2016-10-03 | 2021-05-21 | RO | Dealing in securities | 2021-05-21 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2016-10-03 | 2021-05-21 | Rep | Dealing in securities | 2016-10-03 | 2021-05-21 | RO | Dealing in futures contracts | 2021-05-21 | RO | Dealing in securities | 2021-05-21 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2007-12-24 | 2009-02-13 | Rep | Dealing in securities | 2007-12-24 | 2009-02-13 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-12-24 | 2009-02-13 | Rep | Dealing in futures contracts | 2007-12-24 | 2009-02-13 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-12-24 | 2009-02-13 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy