Gallagher, Casey Haran

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Morgan Stanley Asia Limited Rep Automated trading services 2007-12-24 2009-02-13
2 Morgan Stanley Hong Kong Futures Limited Rep Automated trading services 2007-12-24 2009-02-13
3 Morgan Stanley Hong Kong Futures Limited Rep Dealing in futures contracts 2007-12-24 2009-02-13
4 Merrill Lynch Far East Limited Rep Dealing in futures contracts 2016-10-03 2021-05-21
5 Morgan Stanley Asia Limited Rep Dealing in securities 2007-12-24 2009-02-13
6 Morgan Stanley Hong Kong Securities Limited Rep Dealing in securities 2007-12-24 2009-02-13
7 MACQUARIE CAPITAL LIMITED Rep Dealing in securities 2009-10-21 2012-11-30
8 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2016-10-03 2021-05-21
9 Merrill Lynch Far East Limited Rep Dealing in securities 2016-10-03 2021-05-21
10 Merrill Lynch Far East Limited RO Dealing in futures contracts 2021-05-21
11 Merrill Lynch (Asia Pacific) Limited RO Dealing in securities 2021-05-21
12 Merrill Lynch Far East Limited RO Dealing in securities 2021-05-21

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