Gordon, Stuart Noel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | E&P Asia (HK) Limited | Rep | Advising on securities | 2021-10-20 | 2021-12-21 | Rep | Dealing in securities | 2021-10-20 | 2021-12-21 | RO | Advising on securities | 2021-12-21 | RO | Dealing in securities | 2021-12-21 |
| 2 | INSTINET PACIFIC LIMITED | Rep | Dealing in securities | 2019-09-02 | 2020-01-23 | Rep | Advising on securities | 2019-09-24 | 2020-01-23 | Rep | Automated trading services | 2019-09-24 | 2020-01-23 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2005-02-18 | 2012-11-30 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-11-03 | 2019-09-01 | Rep | Dealing in securities | 2014-11-03 | 2019-09-01 |
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