Kelly, Sean (SFC:ALN465)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-08-12 | 2012-11-30 |
| 2 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-12-03 | 2004-12-11 | Rep | Dealing in securities | 2005-04-04 | 2005-04-10 | Rep | Dealing in securities | 2005-07-06 | 2005-07-29 | Rep | Dealing in securities | 2005-08-29 | 2005-09-02 | Rep | Dealing in securities | 2005-09-16 | 2009-04-24 |
| 3 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Dealing in securities | 2012-12-19 | 2014-05-23 |
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