Lai, King Kai 黎擎楷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2004-07-15 | 2009-01-13 |
| 2 | Macquarie Asia Securities Limited | Rep | Advising on securities | 2020-09-30 | 2021-12-17 | Rep | Dealing in securities | 2020-09-30 | 2021-12-17 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2009-01-22 | 2012-11-30 |
| 4 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-05-27 | Rep | Advising on securities | 2003-05-27 | Rep | Asset management | 2003-05-27 | Rep | Dealing in securities | 2003-05-28 |
| 5 | RBS Asia Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-07-15 | 2005-02-04 |
| 6 | VC BROKERAGE LIMITED | Rep | Automated trading services | 2003-05-29 | 2003-08-26 | Rep | Dealing in securities | 2003-05-29 | 2004-06-17 |
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