Lau, Humphrey Nam Lung 劉南龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-11-08 | 2006-06-16 |
| 2 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2010-10-22 | 2016-12-30 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2007-09-14 | |
| 4 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-09-14 | 2008-01-01 |
| 5 | Macquarie Markets Trading Limited | Rep | Dealing in securities | 2021-02-22 |
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