Lau, Ellis Ying Tung 劉應東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Vered Securities Limited | Rep | Advising on securities | 2019-09-30 | 2020-05-15 | Rep | Dealing in securities | 2019-09-30 | 2020-05-15 |
| 2 | Glory Sun Securities Limited | Rep | Advising on securities | 2020-07-10 | 2020-12-21 | Rep | Dealing in securities | 2020-07-10 | 2020-12-21 | Rep | Asset management | 2020-09-25 | 2020-12-21 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2009-06-16 | 2014-06-30 | Rep | Advising on securities | 2010-03-11 | 2013-09-02 | Rep | Advising on corporate finance | 2013-09-17 | 2014-06-30 |
| 4 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-09-17 | 2014-06-30 |
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