Lee, Ka Wo 李家和
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2013-09-02 | 2022-03-11 | Rep | Dealing in futures contracts | 2017-10-24 | 2022-03-11 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2010-03-25 | 2012-11-30 | Rep | Advising on securities | 2010-08-27 | 2012-11-30 |
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