Lee, Kai An
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2019-02-15 | 2019-02-23 | Rep | Advising on securities | 2019-06-25 | 2019-06-29 | Rep | Advising on securities | 2023-02-03 | 2023-02-07 | Rep | Advising on securities | 2023-06-23 | 2023-06-29 | Rep | Advising on securities | 2023-12-11 | 2023-12-14 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2011-06-30 | 2014-07-23 |
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