Lee, Wing Shing 李榮勝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED | RO | Advising on securities | 2017-08-11 | 2020-04-24 | RO | Asset management | 2017-08-11 | 2020-04-24 | RO | Advising on securities | 2020-12-02 | RO | Asset management | 2020-12-02 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-05-18 | 2020-08-14 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-05-18 | 2020-08-14 |
| 4 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2006-03-20 | 2016-12-30 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-08-12 | 2014-07-15 | RO | Dealing in securities | 2014-07-15 | 2017-04-27 |
| 6 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2003-08-08 | 2009-04-24 |
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