Li, Jian (SFC:AWF297) 李健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AUTONOMOUS RESEARCH ASIA LIMITED | Rep | Advising on securities | 2015-05-26 | 2018-11-12 | RO | Advising on securities | 2018-11-12 | 2019-03-31 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-05-30 | 2020-04-16 | RO | Advising on securities | 2020-04-16 | 2022-08-12 | Rep | Advising on securities | 2022-08-12 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2010-11-04 | 2015-03-30 |
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