Liu, Tai Yum 廖大任
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Azurewing Limited (HK) | RO | Asset management | 2016-08-09 | 2022-09-01 | RO | Advising on securities | 2017-09-21 | 2022-09-01 |
| 2 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2006-09-01 | 2015-11-13 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-08-11 | 2015-11-13 |
| 4 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-09-01 | 2009-04-24 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-06-07 | 2003-08-15 | Rep | Dealing in futures contracts | 2003-06-07 | 2006-02-28 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Automated trading services | 2003-06-07 | 2006-02-28 | Rep | Dealing in securities | 2003-06-07 | 2006-02-28 |
| 7 | Trinity Futures Limited | RO | Advising on futures contracts | 2017-08-07 | 2022-09-01 | RO | Dealing in futures contracts | 2017-08-07 | 2022-09-01 |
| 8 | TRINITY SECURITIES CO. LIMITED | RO | Dealing in securities | 2016-08-09 | 2022-09-01 | RO | Advising on securities | 2017-09-20 | 2022-09-01 |
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