Liu, Winson Wai Fat 廖為發
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CBH Asia Limited | Rep | Advising on securities | 2018-04-16 | 2020-11-03 | Rep | Dealing in securities | 2018-04-16 | 2020-11-03 | Rep | Asset management | 2018-05-10 | 2020-11-03 |
| 2 | China Renaissance Securities (Hong Kong) Limited | Rep | Dealing in securities | 2017-05-08 | 2017-12-04 | Rep | Advising on securities | 2017-05-23 | 2017-12-04 |
| 3 | ITAU ASIA LIMITED | Rep | Dealing in securities | 2007-03-06 | 2009-02-20 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2011-09-15 | 2012-11-30 | Rep | Dealing in securities | 2016-10-03 | 2017-01-16 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2004-09-21 | 2005-04-08 | Rep | Dealing in securities | 2004-09-21 | 2005-04-08 |
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