Liu, Wai Ming (SFC:AUW051) 廖偉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2010-03-12 | 2011-07-26 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2011-09-06 | 2017-04-18 |
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