Lung, Alice Man Han 龍敏嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2004-09-24 | Rep | Asset management | 2004-09-24 | Rep | Advising on securities | 2005-03-23 | Rep | Dealing in securities | 2007-01-25 |
| 2 | Macquarie Asia Securities Limited | Rep | Dealing in securities | 2020-09-30 | |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2011-04-26 | 2012-11-30 | Rep | Dealing in securities | 2016-10-03 |
| 4 | RBS Asia Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-02-04 | Rep | Advising on securities | 2005-02-04 | Rep | Asset management | 2005-02-04 | Rep | Dealing in securities | 2005-02-04 |
| 5 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-03-05 | 2011-03-14 |
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