Miles, Ashley James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-03 | 2009-04-16 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-06-03 | 2009-04-16 |
| 3 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2009-07-15 | 2014-12-16 | RO | Dealing in futures contracts | 2014-12-16 | 2017-03-31 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2009-07-15 | 2014-08-25 | RO | Dealing in securities | 2014-08-25 | RO | Advising on securities | 2021-02-19 |
| 5 | Macquarie Markets Trading Limited | RO | Advising on securities | 2020-12-17 | RO | Dealing in securities | 2020-12-17 |
| 6 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2008-06-03 | 2009-04-16 |
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