Pun, Jose Kar Kiu 潘加翹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2011-01-20 | 2013-12-20 |
| 2 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2014-01-13 | 2016-06-12 | Rep | Dealing in securities | 2014-01-13 | 2016-06-12 |
| 3 | QUAD CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2016-08-03 | 2018-05-31 | Rep | Asset management | 2016-08-03 | 2018-05-31 |
| 4 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2018-08-14 | Rep | Asset management | 2018-08-14 |
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