Sharman, Roland Herbert
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2016-05-13 | 2023-04-13 |
| 2 | JEFFERIES PACIFIC LIMITED | RO | Dealing in securities | 2003-06-27 | |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2004-12-28 | 2012-02-23 |
| 4 | Tora Trading Services Limited (HK) | Rep | Dealing in securities | 2015-01-26 | 2016-03-31 |
| 5 | Vantage Capital Markets HK Limited | Rep | Dealing in securities | 2023-07-12 |
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