Tan, Kai (SFC:AVJ582) 譚鍇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alphawise Asset Management Limited | Rep | Asset management | 2020-01-30 | 2020-02-29 |
| 2 | Fides Capital Group Limited | RO | Advising on securities | 2021-04-07 | RO | Asset management | 2021-04-07 | RO | Dealing in securities | 2022-05-23 |
| 3 | HZ CAPITAL LIMITED (HK) | Rep | Asset management | 2020-03-06 | 2020-05-11 | Rep | Advising on futures contracts | 2020-03-19 | 2020-05-11 | Rep | Advising on securities | 2020-03-19 | 2020-05-11 | RO | Advising on futures contracts | 2020-05-11 | 2021-03-31 | RO | Advising on securities | 2020-05-11 | 2021-03-31 | RO | Asset management | 2020-05-11 | 2021-03-31 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2010-06-29 | 2016-06-08 | Rep | Dealing in securities | 2016-10-03 | 2017-07-05 |
| 5 | Point72 Hong Kong Limited | Rep | Asset management | 2017-07-13 | 2019-11-30 |
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