Tsao, Theodore Tsuhua
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-08-06 | Rep | Advising on securities | 2003-08-06 | Rep | Asset management | 2003-08-06 | Rep | Automated trading services | 2003-08-06 | Rep | Dealing in securities | 2003-08-06 | Rep | Dealing in securities | 2004-09-16 | 2008-11-21 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-08-06 | Rep | Asset management | 2003-08-06 | Rep | Dealing in futures contracts | 2003-08-06 | Rep | Dealing in futures contracts | 2004-09-16 | 2008-11-21 |
| 3 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2010-05-06 | 2010-10-12 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2011-01-31 | 2011-11-19 |
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