Tse, Sheung Ming Darren 謝尚明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Alpha Fund Management (HK) Limited | Rep | Advising on securities | 2021-04-26 | 2022-09-26 | Rep | Asset management | 2021-04-26 | 2022-09-26 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-01-11 | 2021-03-08 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-01-11 | 2021-03-08 |
| 4 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2022-11-04 | |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2011-07-11 | 2012-11-30 |
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