Wang, Yaoping 王瑤平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2004-09-06 | 2010-03-08 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2010-06-09 | 2012-07-27 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2013-10-29 | 2015-04-10 |
| 4 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2015-07-29 | 2016-01-21 |
| 5 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2016-08-22 | 2016-11-14 |
| 6 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2017-02-09 | 2017-07-18 |
| 7 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2017-08-09 | 2022-08-19 |
| 8 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-09 | 2022-08-19 |
| 9 | MACQUARIE CAPITAL LIMITED | RO | Advising on securities | 2012-07-27 | 2013-08-25 |
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