Wernert, Jeremy David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2009-11-04 | 2013-01-24 | Rep | Advising on corporate finance | 2012-04-26 | 2015-03-31 | RO | Dealing in securities | 2013-01-24 | 2015-03-31 |
| 2 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-04-26 | 2015-03-31 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2003-10-31 | 2009-02-16 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-23 | 2009-02-16 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-16 | 2009-02-16 |
| 6 | SANSTON FINANCIAL GROUP LIMITED | Rep | Dealing in securities | 2009-05-26 | 2009-06-15 | RO | Dealing in securities | 2009-06-15 | 2009-10-15 |
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