Wertheimer, Richard Miles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2011-02-14 | 2012-11-30 |
| 2 | MIRABAUD (ASIA) LIMITED | RO | Advising on securities | 2005-03-14 | 2006-01-27 | RO | Dealing in securities | 2005-03-14 | 2006-01-27 |
| 3 | MIRABAUD (FAR EAST) LIMITED | RO | Asset management | 2005-03-14 | 2006-04-28 | RO | Advising on securities | 2005-06-15 | 2006-04-28 |
| 4 | Rich Union Securities (H.K.) Limited | Rep | Asset management | 2006-05-03 | 2008-12-15 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2006-05-03 | 2009-01-07 | Rep | Dealing in securities | 2006-05-03 | 2009-01-07 | RO | Advising on securities | 2009-01-07 | 2009-09-30 | RO | Dealing in securities | 2009-01-07 | 2009-09-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy