Wu, Eric Kwok Yan 伍國忻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Asset management | 2022-11-04 | Rep | Dealing in futures contracts | 2022-11-04 | Rep | Dealing in securities | 2022-11-04 |
| 2 | Macquarie Asia Securities Limited | Rep | Advising on securities | 2020-09-30 | 2021-06-04 | Rep | Dealing in securities | 2020-09-30 | 2021-06-04 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2010-06-30 | 2012-11-30 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2021-08-03 | 2022-09-02 | Rep | Dealing in futures contracts | 2021-08-26 | 2022-09-02 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2021-08-03 | 2022-09-02 | Rep | Automated trading services | 2021-08-26 | 2022-09-02 |
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