Lam, Frewen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2007-05-23 | 2014-06-06 | Rep | Asset management | 2007-05-23 | 2014-06-06 |
| 2 | ROC Partners (HK) Limited | RO | Advising on securities | 2015-02-03 | RO | Dealing in securities | 2016-12-22 | RO | Asset management | 2016-12-22 | 2022-08-12 |
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