Lou, Nathalie Choi Chi 劉賽枝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DOMINEER ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-07-26 | 2021-07-31 | RO | Asset management | 2019-07-26 | 2021-07-31 |
| 2 | Eastspring Investments (Hong Kong) Limited | Rep | Dealing in securities | 2007-03-15 | 2007-05-02 | Rep | Advising on securities | 2013-09-16 | 2014-03-27 | Rep | Dealing in securities | 2013-09-16 | 2014-03-27 |
| 3 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-09-03 | Rep | Advising on securities | 2003-09-03 | Rep | Asset management | 2003-09-03 | Rep | Dealing in securities | 2007-01-18 |
| 4 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Dealing in securities | 2007-05-31 | 2008-11-15 | Rep | Advising on securities | 2007-06-20 | 2008-11-15 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2009-04-20 | 2010-06-29 |
| 6 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2009-01-23 | 2009-04-20 | Rep | Asset management | 2009-03-04 | 2009-04-20 | Rep | Dealing in securities | 2010-07-06 | 2012-07-31 |
| 7 | ZEAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2014-04-03 | 2017-08-05 | Rep | Asset management | 2014-04-03 | 2017-08-05 |
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