Ng, Calvin Cheuk Sing 吳卓乘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2009-01-02 | 2012-01-31 | Rep | Asset management | 2009-01-02 | 2012-01-31 | Rep | Dealing in securities | 2010-06-29 | 2012-01-31 |
| 2 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-07-11 | 2008-12-03 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-07-11 | 2008-12-03 | Rep | Dealing in securities | 2008-07-11 | 2008-12-03 |
| 4 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2015-05-06 | 2017-07-18 | Rep | Advising on securities | 2015-05-06 | 2017-08-01 |
| 5 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in securities | 2015-05-06 | 2017-07-18 | Rep | Advising on securities | 2015-05-06 | 2022-08-01 | Rep | Dealing in securities | 2019-09-19 | 2022-08-01 |
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