Ng, Kenneth Tak Ming 吳德明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2023-08-11 | |
2 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2023-08-11 | |
3 | Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-11-18 | |
4 | Nomura Asia Investment (Hong Kong) Limited | Rep | Asset management | 2004-11-18 | |
5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-18 | |
6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2004-11-18 | |
7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Asset management | 2004-11-18 | |
8 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-04 | |
9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-04 | |
10 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-11-29 | 2008-12-04 |
11 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2009-01-20 | 2011-11-30 |
12 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Asset management | 2009-03-18 | 2011-11-30 |
13 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Dealing in securities | 2010-06-29 | 2011-11-30 |
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