Man, Sam Siu Sin 文兆仙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-04-28 | |
| 2 | REXCAPITAL FUTURES LIMITED | Rep | Asset management | 2004-04-28 | |
| 3 | REXCAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-10-15 | |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2005-10-21 | 2005-12-02 |
| 5 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2005-12-05 | 2016-08-08 |
| 6 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2017-02-01 | |
| 7 | T.F.S. Derivatives HK Limited | Rep | Dealing in securities | 2018-08-06 |
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