Ip, Wai Man (SFC:AAG874) 葉慧文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Kaisa Financial Group Company Limited | Rep | Dealing in securities | 2013-08-15 | 2015-05-08 |
| 2 | MTF SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-24 | Rep | Asset management | 2004-02-24 | Rep | Securities margin financing | 2004-02-24 | Rep | Advising on securities | 2007-02-01 | Rep | Dealing in securities | 2013-08-01 |
| 3 | Rifa Securities Limited | Rep | Dealing in securities | 2015-05-12 |
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