Lee, Giselle Chi Sau 李之秀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MAN INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-03-12 | 2005-02-17 |
| 2 | DWS Investments Hong Kong Limited | RO | Advising on securities | 2004-02-20 | MAN INVESTMENTS (HONG KONG) LIMITED | Rep | 2004-02-23 | 2007-08-27 | MAN INVESTMENTS (HONG KONG) LIMITED | RO | 2007-08-27 | 2012-07-13 | Barings Investment Advisers (Hong Kong) Limited | RO | 2013-04-25 | 2016-12-23 | Barings Investment Advisers (Hong Kong) Limited | Rep | 2016-12-23 | 2016-12-31 |
| 3 | DWS Investments Hong Kong Limited | RO | Asset management | 2004-02-20 | MAN INVESTMENTS (HONG KONG) LIMITED | Rep | 2004-02-23 | 2005-02-17 |
| 4 | DWS Investments Hong Kong Limited | RO | Dealing in securities | 2004-02-20 | MAN INVESTMENTS (HONG KONG) LIMITED | Rep | 2005-08-10 | 2007-08-27 | MAN INVESTMENTS (HONG KONG) LIMITED | RO | 2007-08-27 | 2012-07-13 | Barings Investment Advisers (Hong Kong) Limited | RO | 2013-04-25 | 2016-12-23 | Barings Investment Advisers (Hong Kong) Limited | Rep | 2016-12-23 | 2016-12-31 |
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