Steel, Murray Joseph (SFC:AUA735)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GLG Partners Hong Kong Limited | RO | Dealing in futures contracts | 2014-12-16 | 2022-05-25 | RO | Dealing in securities | 2014-12-16 | 2022-05-25 | RO | Advising on securities | 2015-07-02 | 2022-05-25 | RO | Asset management | 2015-07-02 | 2022-05-25 |
| 2 | MAN INVESTMENTS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-11-05 | 2010-05-13 | Rep | Dealing in securities | 2009-11-05 | 2010-05-13 | Rep | Leveraged foreign exchange trading | 2009-12-18 | 2010-05-13 | RO | Dealing in futures contracts | 2010-05-13 | 2022-05-25 | RO | Dealing in securities | 2010-05-13 | 2022-05-25 | RO | Leveraged foreign exchange trading | 2010-05-13 | 2022-05-25 | RO | Advising on securities | 2014-09-12 | 2022-05-25 |
| 3 | Qube Research & Technologies Hong Kong Limited | RO | Asset management | 2022-09-20 |
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