Hsu, Li Fei 許莉菲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MAN INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2010-04-26 | 2014-07-25 | Rep | Dealing in securities | 2010-04-26 | 2014-07-25 |
| 2 | Mesirow Financial Hong Kong, Limited | Rep | Dealing in securities | 2014-08-25 | 2019-02-28 |
| 3 | UBS Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2019-03-14 | 2020-06-11 | Rep | Advising on securities | 2019-03-18 | 2020-06-11 | RO | Advising on securities | 2020-06-11 | RO | Dealing in securities | 2020-06-11 |
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