Yuen, Siu Fung 袁兆豐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORMAX ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-02-16 | 2016-03-04 |
| 2 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2003-08-11 | 2005-03-15 | Rep | Dealing in securities | 2003-08-11 | 2006-03-11 |
| 3 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2003-08-11 | 2005-03-23 | Rep | Dealing in securities | 2003-08-11 | 2006-03-11 |
| 4 | Janus Henderson Investors Hong Kong Limited | Rep | Advising on corporate finance | 2003-08-07 | Rep | Asset management | 2003-08-07 | Rep | Advising on securities | 2003-08-08 | Rep | Dealing in securities | 2003-08-08 |
| 5 | MAN INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2007-09-13 | 2013-04-12 | Rep | Dealing in securities | 2007-11-19 | 2013-04-12 |
| 6 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2016-03-29 | 2018-03-30 | Rep | Dealing in securities | 2016-03-29 | 2018-03-30 |
| 7 | Natixis Investment Managers Hong Kong Limited | Rep | Dealing in securities | 2013-09-24 | 2014-06-20 | RO | Dealing in securities | 2014-06-20 | 2016-01-31 |
| 8 | Nomura Asset Management Hong Kong Limited | Rep | Advising on securities | 2023-07-24 | Rep | Asset management | 2023-07-24 | Rep | Dealing in securities | 2023-07-24 |
| 9 | Sinohope Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2022-04-25 | 2022-12-30 | Rep | Asset management | 2022-04-25 | 2022-12-30 |
| 10 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2006-03-27 | 2007-07-21 | Rep | Asset management | 2006-03-27 | 2007-07-21 |
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