Ngai, Yan Hoo 倪恩浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-02-03 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2021-08-13 |
| 2 | Yunfeng Financial Markets Limited | Rep | Advising on corporate finance | 2005-03-11 | Rep | Advising on securities | 2005-03-11 | Rep | Asset management | 2005-03-11 | Rep | Automated trading services | 2012-11-09 | Rep | Dealing in securities | 2013-12-18 |
| 3 | Yunfeng Securities Limited | Rep | Dealing in securities | 2013-12-31 | 2017-01-06 |
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