Wang, Yu-Ming 王裕閔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Manulife Investment Management (Hong Kong) Limited | Rep | Asset management | 2009-06-24 | 2010-03-26 | Rep | Advising on securities | 2009-06-24 | 2010-11-18 | Rep | Dealing in securities | 2009-06-24 | 2010-11-18 | RO | Advising on futures contracts | 2010-11-18 | 2013-01-02 | RO | Advising on securities | 2010-11-18 | 2013-01-02 | RO | Asset management | 2010-11-18 | 2013-01-02 | RO | Dealing in securities | 2010-11-18 | 2013-01-02 |
| 2 | MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2020-06-18 | 2020-08-18 | Rep | Asset management | 2020-06-18 | 2020-08-18 | Rep | Dealing in securities | 2020-06-18 | 2020-08-18 | RO | Advising on securities | 2020-08-18 | 2020-09-30 | RO | Asset management | 2020-08-18 | 2020-09-30 | RO | Dealing in securities | 2020-08-18 | 2020-09-30 |
| 3 | Nikko Asset Management Hong Kong Limited | Rep | Advising on securities | 2013-02-08 | 2013-03-05 | Rep | Asset management | 2013-02-08 | 2013-03-05 | RO | Advising on securities | 2013-03-05 | 2020-01-24 | RO | Asset management | 2013-03-05 | 2020-01-24 | RO | Dealing in securities | 2013-03-19 | 2020-01-24 |
| 4 | Wachovia Advisors International Limited | RO | Advising on securities | 2007-12-17 | 2009-02-27 | RO | Asset management | 2007-12-17 | 2009-02-27 |
| 5 | Wells Fargo Securities Asia Limited | RO | Asset management | 2008-04-25 | 2009-02-27 | RO | Advising on securities | 2008-10-16 | 2009-02-27 | RO | Dealing in securities | 2008-10-16 | 2009-02-27 |
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