Chum, Terrace Pak Hing 覃伯興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Cynosure Asset Management Hong Kong Limited | Rep | Advising on securities | 2014-03-18 | 2015-08-05 | Rep | Asset management | 2014-03-18 | 2015-08-05 |
| 2 | GENERALI INVESTMENTS ASIA LIMITED | Rep | Advising on securities | 2015-08-17 | 2015-12-17 | Rep | Asset management | 2015-08-17 | 2015-12-17 | RO | Advising on futures contracts | 2015-12-17 | 2018-04-30 | RO | Advising on securities | 2015-12-17 | 2018-04-30 | RO | Asset management | 2015-12-17 | 2018-04-30 | RO | Dealing in securities | 2015-12-17 | 2018-04-30 |
| 3 | HT CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2007-10-11 | 2008-01-24 |
| 4 | Manulife Investment Management (Hong Kong) Limited | Rep | Asset management | 2008-04-03 | 2013-01-31 | Rep | Advising on futures contracts | 2008-05-08 | 2013-01-31 | Rep | Advising on securities | 2008-05-08 | 2013-01-31 |
| 5 | PACIFIC GROUP LIMITED (THE) | Rep | Asset management | 2006-04-04 | 2007-08-15 |
| 6 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-06-25 | Rep | Dealing in securities | 2003-06-25 | Rep | Advising on securities | 2006-03-31 | Rep | Asset management | 2006-03-31 |
| 7 | SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED | RO | Asset management | 2003-12-12 | 2006-03-31 |
| 8 | SEEKERS ADVISORS H.K. LIMITED | RO | Asset management | 2019-01-22 | 2022-10-01 |
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