Frohlich, Luc Claude Walter
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Advisors | Rep | Advising on securities | 2016-06-03 | 2023-07-31 | Rep | Asset management | 2016-06-03 | 2023-07-31 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2016-06-03 | 2023-07-31 | Rep | Asset management | 2016-06-03 | 2023-07-31 | Rep | Dealing in securities | 2016-06-03 | 2023-07-31 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2011-09-06 | 2016-05-28 | Rep | Advising on securities | 2011-09-06 | 2016-05-28 | Rep | Asset management | 2011-09-06 | 2016-05-28 |
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