Wong, Ching Yee (SFC:AVW456) 王靜儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2013-06-24 | 2013-08-25 | Rep | Asset management | 2013-06-24 | 2013-08-25 | Rep | Dealing in securities | 2013-06-24 | 2013-08-25 |
| 2 | Grace Financial Limited (HK) | Rep | Advising on securities | 2016-01-13 | 2016-12-01 | Rep | Asset management | 2016-01-13 | 2016-12-01 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Asset management | 2010-09-14 | 2013-03-16 |
| 4 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2013-09-11 | 2014-12-31 | Rep | Asset management | 2013-09-11 | 2014-12-31 | Rep | Dealing in securities | 2013-09-11 | 2014-12-31 |
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