Joll, Barnaby Arthur Cecil
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BLUE POOL CAPITAL LIMITED | Rep | Asset management | 2016-09-07 | 2019-03-15 |
| 2 | Deltroit (Hong Kong) Limited | Rep | Advising on securities | 2007-10-08 | 2011-01-05 | Rep | Asset management | 2007-10-08 | 2011-01-05 |
| 3 | MARSHALL WACE ASIA LIMITED | Rep | Asset management | 2011-03-02 | 2016-08-19 |
| 4 | SFM HK Management Limited | Rep | Asset management | 2019-05-06 | 2020-04-15 | RO | Asset management | 2020-04-15 | 2021-03-19 | RO | Dealing in futures contracts | 2020-04-15 | 2021-03-19 | RO | Dealing in securities | 2020-04-15 | 2021-03-19 |
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