Rajpal, Amit (SFC:AEY336)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MARSHALL WACE ASIA LIMITED | Rep | Asset management | 2008-11-11 | 2017-04-05 | RO | Asset management | 2017-04-05 | 2023-04-13 | RO | Dealing in securities | 2017-04-05 | 2023-04-13 | Rep | Asset management | 2023-04-13 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Advising on securities | 2007-06-08 | Rep | Dealing in securities | 2008-07-28 | Rep | Automated trading services | 2007-08-15 | 2008-07-28 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-08-15 | 2008-07-28 | Rep | Dealing in futures contracts | 2007-08-15 | 2008-07-28 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-08-15 | 2008-07-28 |
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