Law, Spencer Wing Fai 羅榮輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | RO | Dealing in securities | 2004-02-23 | 2008-11-24 | Rep | Dealing in securities | 2008-11-24 | 2011-02-28 |
| 2 | CNI Securities Group Limited | RO | Dealing in securities | 2011-03-30 | 2011-07-31 |
| 3 | EAA SECURITIES LIMITED | RO | Dealing in securities | 2004-01-10 | |
| 4 | GEO Securities Limited | RO | Dealing in securities | 2013-05-03 | 2015-01-30 | RO | Advising on securities | 2014-05-07 | 2015-01-30 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2012-04-30 | 2013-04-30 |
| 6 | MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | Dealing in securities | 2011-08-03 | 2011-08-26 | RO | Dealing in securities | 2011-08-26 | 2012-03-31 | Rep | Advising on securities | 2011-10-10 | 2012-03-09 |
| 7 | Zhongrong International Securities Company Limited | RO | Advising on securities | 2015-08-12 | 2016-03-15 | RO | Dealing in securities | 2015-08-12 | 2016-03-15 |
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