Horrocks, Robert James 豪樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED | RO | Dealing in securities | 2011-06-27 | 2019-03-18 | Rep | Dealing in securities | 2019-03-18 |
| 2 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2006-08-30 | 2007-01-30 | Rep | Asset management | 2006-08-30 | 2008-05-13 | RO | Advising on securities | 2007-01-30 | 2008-05-13 |
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