Fok, Sze Ting 霍思婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-07-15 | 2017-02-28 |
| 2 | Newedge Broker Limited | Rep | Automated trading services | 2006-04-07 | 2008-03-19 | Rep | Dealing in futures contracts | 2006-04-07 | 2008-03-19 | Rep | Dealing in securities | 2006-04-07 | 2008-03-19 |
| 3 | Nomura Asset Management Hong Kong Limited | Rep | Advising on securities | 2017-10-04 | 2018-04-10 | Rep | Asset management | 2017-10-04 | 2018-04-10 | Rep | Dealing in securities | 2017-10-04 | 2018-04-10 |
| 4 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-08-10 | Rep | Dealing in securities | 2023-08-10 |
| 5 | THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED | Rep | Dealing in securities | 2008-12-08 | 2011-07-01 |
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