Chan, Ivan Tak Shing 陳得誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Asset management | 2007-10-29 | 2009-02-28 |
| 2 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on corporate finance | 2004-01-06 | Rep | Advising on securities | 2004-01-06 | Rep | Asset management | 2007-10-29 | Rep | Dealing in securities | 2004-01-29 | 2008-05-21 | RO | Asset management | 2007-10-29 | 2009-02-28 | RO | Dealing in securities | 2008-05-21 | 2009-02-28 |
| 3 | KINGSWAY UNIT TRUST MANAGERS LIMITED | Rep | Advising on corporate finance | 2004-01-06 | Rep | Advising on securities | 2004-01-06 | Rep | Asset management | 2004-02-13 |
| 4 | MFG Limited (HK) | Rep | Asset management | 2009-08-06 | 2009-09-03 | Rep | Dealing in securities | 2009-08-06 | 2009-09-03 | RO | Asset management | 2009-09-03 | 2022-09-29 | RO | Dealing in securities | 2009-09-03 | 2022-09-29 | RO | Advising on securities | 2014-04-16 | 2022-09-29 |
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