Koo, Vincent Wing Tat 古頴達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Arab Capital Limited | RO | Advising on securities | 2023-11-07 | RO | Asset management | 2023-11-07 |
| 2 | China United Merchants Asset Management Company Limited | RO | Asset management | 2019-06-11 | 2019-11-30 | RO | Dealing in securities | 2019-06-11 | 2019-11-30 | RO | Asset management | 2020-04-23 | 2021-08-31 | RO | Dealing in securities | 2020-04-23 | 2021-08-31 | RO | Advising on securities | 2020-09-28 | 2021-08-31 |
| 3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Advising on corporate finance | 2004-07-07 | RO | Advising on futures contracts | 2004-07-07 | RO | Advising on securities | 2004-07-07 | RO | Asset management | 2005-07-19 | RO | Dealing in securities | 2005-07-19 |
| 4 | KINGDOM INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2015-10-05 | 2017-12-29 | RO | Asset management | 2015-10-05 | 2017-12-29 |
| 5 | KINGSWAY UNIT TRUST MANAGERS LIMITED | RO | Advising on corporate finance | 2004-02-13 | RO | Advising on futures contracts | 2004-02-13 | RO | Advising on securities | 2004-02-13 | RO | Asset management | 2004-02-13 |
| 6 | MFG Limited (HK) | RO | Asset management | 2008-06-24 | 2012-06-15 | RO | Dealing in securities | 2008-07-15 | 2012-06-15 | RO | Advising on securities | 2009-06-25 | 2012-06-15 | RO | Advising on futures contracts | 2010-05-24 | 2012-06-15 | RO | Dealing in futures contracts | 2010-05-24 | 2012-06-15 |
| 7 | Quantum Capital Management Limited (HK) | RO | Advising on securities | 2019-06-05 | 2019-11-30 | RO | Asset management | 2019-06-05 | 2019-11-30 |
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