Yam, Hang Fai 任恒輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Gather Wealth Financial Company Limited | RO | Dealing in securities | 2021-10-19 | RO | Advising on securities | 2022-06-22 | RO | Asset management | 2022-06-22 |
| 2 | FAIR EAGLE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-11-23 | 2009-06-19 |
| 3 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-28 | 2010-11-06 |
| 4 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-25 | 2010-11-06 |
| 5 | Kinlou Wealth Management Limited | RO | Advising on securities | 2020-06-08 | 2021-03-14 | RO | Asset management | 2020-06-08 | 2021-03-14 |
| 6 | Kylin International (HK) Co., Limited | RO | Asset management | 2021-03-25 | 2021-07-31 |
| 7 | MFG Limited (HK) | Rep | Dealing in securities | 2010-11-12 | 2011-07-19 | Rep | Dealing in futures contracts | 2010-11-12 | 2013-05-22 | RO | Dealing in securities | 2011-07-19 | 2015-08-31 | Rep | Asset management | 2012-10-10 | 2015-08-31 | RO | Dealing in futures contracts | 2013-05-22 | 2015-08-31 | RO | Advising on futures contracts | 2013-12-06 | 2015-08-31 | Rep | Advising on securities | 2014-12-18 | 2015-08-31 |
| 8 | NINE RIVERS CAPITAL PARTNERS LIMITED | RO | Dealing in securities | 2015-09-25 | 2020-04-21 | RO | Advising on securities | 2016-05-04 | 2020-04-21 | RO | Asset management | 2016-05-04 | 2020-04-21 |
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