Yan, Ka Lok (SFC:AJK630) 甄嘉樂

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Anuenue Securities Limited Rep Dealing in securities 2005-09-06 2007-08-03
2 BCCF SECURITIES CO., LIMITED RO Advising on securities 2012-09-17 2013-05-27
RO Asset management 2012-09-17 2013-05-27
3 Blossomhill Investment Limited RO Asset management 2013-10-25 2014-06-14
4 CCB Securities Limited RO Advising on securities 2016-06-20 2019-07-31
RO Asset management 2016-06-20 2019-07-31
RO Dealing in securities 2017-12-12 2019-07-31
5 Changjiang Asset Management (HK) Limited RO Advising on securities 2014-06-26 2016-03-31
RO Asset management 2014-06-26 2016-03-31
6 CINDA INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2004-11-26 2005-01-06
7 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED Rep Leveraged foreign exchange trading 2004-02-03 2005-01-06
8 CINDA INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2004-11-26 2005-01-06
9 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2005-01-07 2005-08-06
10 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2005-01-07 2005-08-06
11 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Dealing in securities 2005-01-07 2005-08-06
12 CreditEase Wealth Management (HK) Limited Rep Advising on securities 2020-02-20 2020-02-25
Rep Asset management 2020-02-20 2020-02-25
RO Advising on securities 2020-02-25 2020-09-04
RO Asset management 2020-02-25 2020-09-04
13 Mayfair & Ayers Financial Group Limited Rep Asset management 2009-01-02 2012-04-23
Rep Advising on securities 2009-09-02 2011-06-10
Rep Dealing in securities 2010-09-06 2011-06-10
RO Advising on futures contracts 2011-06-10 2012-06-23
RO Advising on securities 2011-06-10 2012-06-23
RO Dealing in futures contracts 2011-06-10 2012-06-23
RO Dealing in securities 2011-06-10 2012-06-23
RO Asset management 2012-04-23 2012-06-23

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